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Encouraging financial professionals to follow FINRA"S rulesCentral Investor's Best Interests Center
FINRA, the Financial Industry Regulatory Authority Encouraging financial professionals to follow FINRA"S rulesCentral Investor's Best Interests Center
FIND GOOD AND BAD FINANCIAL PROFESSIONALS HERE
Free certificates, awards and directory listings for financial professionals that join us and meet FINRA"S standards for good behavior
I try to prevent fraud and encourage good behavior by financial professionals
Our good financial professionals will benefit most
I picture, video interview and forever follow scam artist and good financial professionals in one central place
Alway know and demand that FINRA"S standards are being met
Keep your peace of mind
We want our logo to give peace of mind
Random Interviews to confirm good behavior by our members
Look for financial professionals that display our logos, certificates, awards and are included in our upcoming financial services directory
Financial professionals can join here
OUR STANDARDS
The ability to answer the questions that FINRA recommends to be asked of all financial professionals
Compliance with "FINRA"S Written Supervisory Procedures Checklist", (random interviews)
*Basic
No past or current disciplinary actions
Must have all necessary registrations
Must be a fiduciary at all times(or explain when and why he isn't)
Clear investment philosophy
Clear Investment strategies
Clear measurements for financial success
Past investment track record of success
*Premium
Have all necessary qualifications
Have all necessary credentials
Participation in ongoing training
Membership in professional organizations
*Angel Advisors
Positive reviews and references
Clear explanation of fees and costs
Volunteer interest and availability known
Personal, family photos, contacts, address on file
ONGOING STANDARDS
ONGOING RANDOM CHECKS OF
Compliance with "FINRA"S Written Supervisory Procedures Checklist",
The ability to answer the questions that (FINRA)recommends to be asked of all financial professionals
Financial safety and protection!!
(Samples)
EXTREME FINANCIAL WARNINGS!!
Never invest or otherwise do any business with people I picture here; or in our upcoming financial services directory
Our first (of many) scam artist subjects
Remember faces, names and companies
JOSHUA GOLTRY
New York, New York,
Associated companies
JAG Capital (“JAG Capital”),
Maxim Group LLC
Another dangerous financial criminal to avoid (look closely)
John Dunlea, 61, Westfield, New Jersey
John Dunlea, 61, Westfield, New Jersey
embezzlement
Associated companies
McElroy, Deutsch, Mulvaney & Carpenter, LLP,
Kareem Ibrahim
Kareem Ibrahim
Fraud related to investments
Associated companies
Late stage pre IPO sale
Straight path venture partners
Straight path management LLC
StraightPath Venture Partners, StraightPath Management LLC
StraightPath Venture Partners, StraightPath Management LLC
Amanda Lyn Adams
Amanda Lyn Adams
Targets: Employer, Clients or customers
Date of Birth: 8/12/1987
Do not hire or invest
Kelly Clint Agnew
Kelly Clint Agnew
Date of Birth: 1/12/1973
Targets: Employer
Do not hire
Craig Smith and Susan Taylor Martin
Craig Smith and Susan Taylor Martin
Do not invest
Craig Smith
Craig Smith
Fraud defendant
Frauds related to selling Investments
Frauds related to selling Investments
Associated companies
Associated companies
BSI Management
Management Consulting Group
Do not hire or invest
Do not hire or invest
Susan Taylor Martin
Healthcare fraud defendant
Associated companies
BSI
National Realty investment advisors
a collection of scam artists from the same company
Do not invest
Husband and wife team
wife's pictures suspiciously missing
Company the
Deborah Lippmann Collection
do not buy
Steven Baird
Steven Baird
ex CEO of
ex CEO of
S-ray
S-ray
Fugitive
Fugitive
Dawn Bennett
Dawn Bennett
Fraud convict
Associated Companies
Djbennet.com
Bennett Group Financial Services
Wheat First Securities
Bradley Carl Mascho,
Bradley Carl Mascho,
Djbennet.com
Western International Securities, Inc.,
Western International Securities, Inc.,
Fraud victims face lifelong devastation
I
HELP US SURVIVE LONG-TERM
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